Menu
| Process Phase | Deliverable | Gold | Platinum | Concierge + |
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Discovery |
Basic Financial Discovery |
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Discovery |
Investment Experience Discovery |
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Discovery |
Investment Risk Conversation |
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Financial Planning |
“To Do” Action Plan |
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Financial Planning |
“What if” Scenario Analysis |
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Financial Planning |
Financial Growth Projection |
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Financial Planning |
Follow Up on Action Plan Items |
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Financial Planning |
Income Planning (from all sources) |
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Financial Planning |
In-Depth Financial Planning Questionnaire |
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Financial Planning |
Investment Income Projection |
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Financial Planning |
Life & Financial Goals Analysis |
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Financial Planning |
Recommended Financial Plan |
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Portfolio Construction
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Asset Allocation Analysis |
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Portfolio Construction
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Bond / Fixed Income Portfolio Construction |
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Portfolio Construction
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Decumulation Strategies (if applicable) |
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Portfolio Construction
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ETF / In-House Production Selection |
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Portfolio Construction
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Decumulation Strategies (if applicable) |
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Portfolio Construction
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Integration of ALL Household Account |
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Portfolio Construction
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Model / Investment Style Selection |
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Portfolio Construction
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Individual Stock Portfolio Selection |
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Portfolio Construction
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Tax Efficiency Maximization |
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Portfolio Management |
Active Portfolio Management |
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Portfolio Management |
Asset Allocation Rebalancing |
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Portfolio Management |
Bond / Fixed Income Research – New Ideas |
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Portfolio Management |
Day-to-Day Position Monitoring |
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Portfolio Management |
Funds Transfer to Your Bank Account |
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Portfolio Management |
Performance Reporting |
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Portfolio Management |
Stock Research – New Ideas |
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Portfolio Management |
Stock Research – New Ideas |
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Additional Services |
Consult on Non-Public Equity Investments Ideas |
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Additional Services |
Development of Integrated Investment Policy Statement |
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Additional Services |
Family Wealth Planning & Management |
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Additional Services |
Integration of Tax Planning into Portfolio Construction |
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Additional Services |
Liaison with Tax Advisor |
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Additional Services |
Liaison with Estate and or Corporate Lawyer |
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Additional Services |
Liaison with Your Estate Planner / Insurance Agent |
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Additional Services |
Performance Reporting to 3rd Party |
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Additional Services |
Tax Reporting |
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Fees |
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Investment Management Fee per Year |
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1.6%-0.30% |
1.6%-0.30% |
1.6%-0.30% |
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Imbedded Product Fee per Year (if applicable) |
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0.6%-0% |
0.6%-0% |
0.6%-0% |
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Monthly Concierge Fee For Duration of Mandate |
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$8,000 |
* Fees vary depending on asset size. Larger accounts get a lower fee.