Process Phase Deliverable Gold Platinum Concierge +
Discovery
Basic Financial Discovery
Discovery
Investment Experience Discovery
Discovery
Investment Risk Conversation
Financial Planning
"To Do" Action Plan
Financial Planning
"What if" Scenario Analysis
Financial Planning
Financial Growth Projection
Financial Planning
Follow Up on Action Plan Items
Financial Planning
Income Planning (from all sources)
Financial Planning
In-Depth Financial Planning Questionnaire
Financial Planning
Investment Income Projection
Financial Planning
Life & Financial Goals Analysis
Financial Planning
Recommended Financial Plan
Portfolio Construction
Asset Allocation Analysis
Portfolio Construction
Bond / Fixed Income Portfolio Construction
Portfolio Construction
Decumulation Strategies (if applicable)
Portfolio Construction
ETF / In-House Production Selection
Portfolio Construction
Decumulation Strategies (if applicable)
Portfolio Construction
Integration of ALL Household Account
Portfolio Construction
Model / Investment Style Selection
Portfolio Construction
Individual Stock Portfolio Selection
Portfolio Construction
Tax Efficiency Maximization
Portfolio Management
Active Portfolio Management
Portfolio Management
Asset Allocation Rebalancing
Portfolio Management
Bond / Fixed Income Research - New Ideas
Portfolio Management
Day-to-Day Position Monitoring
Portfolio Management
Funds Transfer to Your Bank Account
Portfolio Management
Performance Reporting
Portfolio Management
Stock Research - New Ideas
Portfolio Management
Stock Research - New Ideas
Additional Services
Consult on Non-Public Equity Investments Ideas
Additional Services
Development of Integrated Investment Policy Statement
Additional Services
Family Wealth Planning & Management
Additional Services
Integration of Tax Planning into Portfolio Construction
Additional Services
Liaison with Tax Advisor
Additional Services
Liaison with Estate and or Corporate Lawyer
Additional Services
Liaison with Your Estate Planner / Insurance Agent
Additional Services
Performance Reporting to 3rd Party
Additional Services
Tax Reporting
Fees
Investment Management Fee per Year
1.6%-0.30%
1.6%-0.30%
1.6%-0.30%
Imbedded Product Fee per Year (if applicable)
0.6%-0%
0.6%-0%
0.6%-0%
Monthly Concierge Fee For Duration of Mandate
$8,000

* Fees vary depending on asset size. Larger accounts get a lower fee.